FINRA
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Explore more → **FINRA**
What is FINRA?
FINRA, the Financial Industry Regulatory Authority, is a not-for-profit organization that is authorized by Congress to protect America’s investors by ensuring the broker-dealer industry operates fairly and honestly. FINRA oversees brokerage firms and registered brokers, setting rules and regulations, examining firms for compliance, fostering market transparency, and educating investors.
What other technologies are related to FINRA?
FINRA Competitor Technologies
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FINRA Complementary Technologies
RDC
A risk data and due diligence provider. Can be used by firms to meet regulatory requirements, thus complementing FINRA's role.
World Check
A database for identifying and screening high-risk entities and individuals. Useful for compliance with regulations and thus complementing FINRA's objectives.
SEC Edgar search
No summary available
A tool to search SEC filings. Used by firms to understand regulatory requirements and by FINRA for oversight, thus complementary.
Number of organizations that mention technology
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Which job functions commonly mention FINRA?
Application Security Engineer
3 Application Security Engineer jobs mention FINRA
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jobs on Sumble
Compliance
55 Compliance jobs mention FINRA
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jobs on Sumble
Security Engineer
30 Security Engineer jobs mention FINRA
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jobs on Sumble
Data Analyst
55 Data Analyst jobs mention FINRA
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jobs on Sumble
Data, Analytics & Machine Learning
57 Data, Analytics & Machine Learning jobs mention FINRA
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jobs on Sumble
Which organizations are mentioning FINRA?
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