FINRA Insights

What is FINRA?

FINRA, the Financial Industry Regulatory Authority, is a not-for-profit organization that is authorized by Congress to protect America’s investors by ensuring the broker-dealer industry operates fairly and honestly. FINRA oversees brokerage firms and registered brokers, setting rules and regulations, examining firms for compliance, fostering market transparency, and educating investors.

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What other technologies are related to FINRA?

FINRA Competitor Technologies

Actimize

Provides compliance and risk management solutions. Potentially competes with some aspects of FINRA's regulatory oversight tools, particularly with respect to market surveillance and fraud detection software sold to brokerages.

mentioned alongside FINRA in 6% (325) of relevant job posts

FINRA Complementary Technologies

RDC

A risk data and due diligence provider. Can be used by firms to meet regulatory requirements, thus complementing FINRA's role.

mentioned alongside FINRA in 21% (326) of relevant job posts

World Check

A database for identifying and screening high-risk entities and individuals. Useful for compliance with regulations and thus complementing FINRA's objectives.

What is FINRA?

What other technologies are related to FINRA?

FINRA Competitor Technologies

FINRA Complementary Technologies

Which job functions mention FINRA?

Which organizations are mentioning FINRA?